Tag: derivative works

The Hardy Boys: Public Domain in 2023

This post is authored by Heidi Bowles, current student at the UC Davis School of Law and former research assistant at Ohio State University Libraries’ Copyright Services.

The first three novels of the popular children’s detective series The Hardy Boys (The Tower Treasure, The House on the Cliff, and The Secret of the Old Mill) entered the public domain on January 1, 2023, meaning that they are free from copyright protection in the United States. The Ohio State University’s Rare Books and Manuscripts Library has copies of the original 1927 editions of The Tower Treasure and The House on the Cliff.

The Tower Treasure (The Hardy Boys), 1927

The House on the Cliff (The Hardy Boys), 1927

The Hardy Boys was created by the Stratemeyer Syndicate and published by Grosset and Dunlap. The Syndicate was a book packaging company that produced many popular children’s series in the twentieth century, like Nancy Drew and The Rover Boys. To create so many books on a short timeframe, the Syndicate operated as a well-oiled machine that followed a standard process for creating a book: a Syndicate executive, often Edward Stratemeyer himself, produced a short outline of a story, which was provided to a contracted ghostwriter who then wrote it into a book for a flat fee. The book was then returned to a Syndicate executive for final edits before being sent to the publisher. When launching a new series, they would release three initial books to test whether or not there was a market for their idea. These first three test books for The Hardy Boys are now in the public domain.

In the early years of the series, Edward Stratemeyer provided the outlines to Leslie McFarlane, who wrote under the pseudonym Franklin W. Dixon. The first eleven books in the series were written by McFarlane, who also contributed to other Syndicate series under various pseudonyms. After Stratemeyer’s death in 1930, other Syndicate writers, including his daughter Harriet Stratemeyer Adams, contributed outlines to several uncredited ghostwriters writing as Franklin W. Dixon.

Copyright

The Copyright Act of 1909, which applies to works created before January 1, 1978, provided new works that followed proper formalities with a 28-year period of copyright protection with the option to renew the copyright for another 28-year period. Changes in the law (in the Copyright Act of 1976 and the 1998 Sonny Bono Copyright Term Extension Act (CTEA)) extended the second period, making the maximum copyright term for published works covered by the 1909 Copyright Act 95 years from the date of publication.

Under the terms of an agreement between the authors and Stratemeyer Syndicate, copyright in the works appears to have been transferred and then registered in the name of the publisher (Grosset and Dunlap). Under the agreement, actual writers of the series did not receive a share of the royalties for sales of the books.[1] Franklin W. Dixon (a pseudonym) was listed as the author in the copyright registrations for many of The Hardy Boys novels, rather than the actual writers.

Under the 1909 Copyright Act, a publisher who was assigned copyright could control the copyright for the initial term, but the author, if still living, could claim the copyright for the renewal term. If the author was not living at the time of renewal, the copyright in the renewal term could be claimed only by those designated under the law. Harriet Stratemeyer Adams, who took charge of the Syndicate after her father’s death, renewed the copyrights in 1955 and claimed them for the renewal term.

The Syndicate’s practices of hiring contract writers and publishing series under a pseudonym let them control their stories and their legacies. They were able to authorize many spinoffs, adaptations, and revisions. In the 1950s and 1960s, during the renewal copyright term, the Syndicate shortened and revised the original Hardy Boys series. Although they were based on the original public domain books, these revisions are still protected by copyright.

Releasing these revisions did not restart the copyright in the original books—as derivative works, the elements taken from the original books are not copyrightable, only the new creative elements in the revised versions. The revised wording, revised characterization, illustrations and other new elements are protected by a separate copyright that will last for 95 years after publication.

Similarly, characters and events from the revised version or later iterations of the series are still protected by copyright. In the 1927 Tower Treasure, Frank and Joe Hardy were sixteen and fifteen years old but they were eighteen and seventeen in 1959. Only the sixteen-year-old and fifteen-year-old brothers are public domain.

The later revisions also altered the sidekick characters. One snarky review explains:

All the same, the Hardy Boys’ gang was a model of diversity for its day. In addition to best pal Chet Morton (or as he’s referred to in the original books, “the fat youth”), there was strongman Biff Hooper and two bona fide ethnics—Phil Cohen, a brainy Jewish kid; and Tony Prito, who is so darned ethnic that his poor Italian-accented English is the subject of good-natured mirth in the 1927 version of “The Tower Treasure.” In the 1959 rewrite, the melting pot has done its work and only the ethnic names remain. Tony Prito becomes “a lively boy with a good sense of humor.” Phil Cohen is “a quiet, intelligent boy.”

Characters and their characterization are copyrightable elements of a story, so only the version of the characters as they appear in these three 1927 books are in the public domain. Later updates to the specific characters are still protected by copyright. The stereotypical versions of Tony Prito and Phil Cohen are in the public domain, but the homogenized versions are not. Anyone making an adaptation or using these characters should be careful to avoid using any later versions of the character to avoid copyright issues.

This does not mean that any adaptation has to include these characters as they exist in the 1927 books. They can be changed and updated; it is just important to make sure that any changes to the characters have not already been made in copyrighted materials. To take clothing as an example, an adaptation would not have to dress the brothers in their original 1920s clothing simply because that version is in the public domain. There would be no copyright issues with styling the brothers as punks with pink mohawks and leather jackets (assuming that no copyrighted version like this already exists). There might, however, be copyright issues with dressing them in sweaters and denim as they appear in the 1950s.

Public Domain

Now that these books are in the public domain, they can be freely copied, adapted, distributed, performed, and displayed without having to seek permission from a rightsholder, negotiating a license, or paying royalties. This means that they can be posted online so they are more easily available for researchers and general readers, and they can be adapted by creators.

Public domain children’s books are particularly valuable because they are more accessible to children who do not live near a library and cannot afford to buy their own books, and, as the Authors Alliance pointed out, there is a severe lack of children’s books in many non-English languages. Public domain books are easier and cheaper to translate into languages with fewer available books.

Public domain materials are also available to be updated to address past injustices. The original Hardy Boys books were filled with racist and sexist stereotypes, and other reflections of 1920’s white male middle-class prejudice.[2] These books have sentimental value for many, and their enduring popularity makes them important material for researchers. Although these books might not be the best option to give to children, it is important to preserve and understand the underlying values of a series that many remember fondly as a part of their childhoods.

The public domain is a valuable and essential part of the lifecycle of copyright that makes creative works available to be freely used and inspire new works. This year, many important and interesting works entered the public domain. A few other notable works include:

  • Virginia Woolf’s To The Lighthouse
  • Sinclair Lewis’s Elmer Gantry
  • Langston Hughes’s Fine Clothes to the Jew
  • Jerome Kern and Oscar Hammerstein’s Show Boat
  • Georgia Douglas Johnson’s Plumes: A play in one act
  • John Dewey’s The Public and Its Problems

Learn more about how Ohio State is celebrating the public domain at go.osu.edu/PublicDomainDay.


 

[1] For more about the history and business practices of the Stratemeyer Syndicate, see Carol Billman’s 1986 book, The Secret of the Stratemeyer Syndicate: Nancy Drew, The Hardy Boys, and the Million Dollar Fiction Factory (link to OSUL catalog).

[2] For an analysis of The Hardy Boys series, see Joe Arthur’s 1991 OSU dissertation, “Hardly Boys: An Analysis of Behaviors, Social Changes, and Class Awareness in the Old Text of the Hardy Boys Series.”

 

Popular Adaptations of Public Domain Works

Note: Today is Public Domain Day; the day that we celebrate new works that have entered the public domain. This year, we welcome works first registered or published in the United States in 1927. Works published during that time, that met all required formalities, enjoyed a maximum term of copyright protection of 95 years. With copyright term running to the end of the calendar year, works first published in 1927 officially enter the public domain in the U.S. on January 1, 2023.

Because public domain works are free of copyright, they may be freely copied, distributed, performed, displayed, and adapted. This blog post, by Heidi Bowles, discusses popular adaptation of public domain works.

Copyright in Derivative Works

Copyright provides authors with a bundle of exclusive rights in their creative works, one of which is to create—or authorize others to create—adaptations of their work. When a work enters the public domain, it becomes free for creators to adapt without worrying about seeking permission, paying royalties, or meeting an exception under copyright law. The lack of copyright restrictions makes it easier for authors to use public domain works for their adaptations. It is important to note that copyright terms can vary from country to country, so materials that are in the public domain in one country may still be protected by copyright in another.

Derivative works, in terms of copyright, are any works that are based on preexisting material.[1] When an author creates a derivative work, they only own the copyright in their new creative expressions (assuming that they used the work lawfully—any unlawful use of copyrighted material is not protected by copyright). Authors of derivative works do not have any copyright in the underlying work or in the elements of their new work that they took from it.[2] For a list of common types of derivative works, see the U.S. Copyright Office’s Circular on Derivative Works and Compilations.

Take, for example, Kenneth Branagh’s delightful and faithful 1993 movie adaptation of William Shakespeare’s play Much Ado About Nothing. This film used Shakespeare’s original dialogue and setting, which is in the public domain. No adaptation can create a new copyright in the original work. There is, however, a new copyright in the typesetting of the script and recording of the performed dialogue, which could make distributing a copy of the script or film a copyright infringement. However, because the elements taken from the original work remain free from copyright, anyone is free to transcribe Shakespeare’s original dialogue from the movie and distribute it without worrying about copyright.

Less faithful works have more independent and copyrightable elements, like Disney’s 1994 animated movie The Lion King, adapted from Shakespeare’s play Hamlet. In a loose adaptation like this, it is more complicated to determine which elements are public domain and which belong to Disney, but essentially, the copyrightable elements taken directly from Hamlet remain public domain, while the new original elements added by Disney are protected by copyright.

Copyright does not protect ideas or concepts, only their tangible, fixed expression. It can be helpful to consider which elements of a story could be copyrightable:[3]

Not copyrightable:

  • Scènes à faire (elements that are customary or obligatory for a genre)
  • General themes
  • Overall plot
  • Names, titles, slogans, short phrases, and catch phrases

Copyrightable:

  • The specific expression of scènes à faire, an idea, theme, or overall plot
  • Characters
  • Dialogue
  • A recording of the performance

Therefore, Disney does not have an exclusive right in Hamlet retellings with an animated animal cast, but they do have an exclusive right in the particular way that they did it.

The iconic scene where Scar kills Mufasa is a good example to look at. Disney does not have a copyright in the idea of the king being killed by his brother so the brother can take his place, which was taken from Hamlet (neither would Shakespeare, for the record, if there had been copyright laws in 1600—fratricide is a common and intangible idea and therefore not copyrightable). They also would not likely have a copyright to Scar’s final words to his brother, “Long live the king,” even if they were original to them, because as a short phrase it is not likely substantial enough to be copyrightable. They do, however, have a copyright in other specific elements that they used to express this plot point—Scar holding Mufasa up by his claws, sneering, and dramatically letting go so that Mufasa falls off the cliff into a stampede blow. This specific and original expression of fratricide is what is copyrightable, not its use in the story.

Fair Use

Public domain materials are not the only available option for creating derivative works without the rightsholder’s permission. There are exceptions in the law that allow copyrighted works to be transformed without paying royalties or asking permission from the copyright owner.

The fair use doctrine allows for the use of copyrighted works in certain circumstances, which is determined using a four-factor test that considers the purpose of the use, the nature of the copyrighted work, the amount and substantiality used, and the effect of the use on the market for the copyrighted work. Fair use is purposely vague to avoid unnecessarily limiting the use of copyrighted materials, but this vagueness could also result in uncertainty about whether a use is a fair use or an infringement until it is challenged in court.

So, while there are certainly many derivative works that are considered fair use, the lack of certainty with the fair use doctrine could mean that some creators would prefer the option of using public domain materials when creating derivative works.

Other Examples Based on Public Domain Works

DISCLAIMER: this list is nowhere near comprehensive and is heavily biased in favor of my personal tastes

Shakespeare’s plays have been frequently adapted. A musical adaptation of one of his best-known plays, Romeo and Juliet, gave us one of the most recognizable love themes in modern American culture (Tchaikovsky’s “Romeo and Juliet Fantasy Overture” TH. 42, which itself is in the public domain and used in many movies and TV shows). Some other notable adaptations of Romeo and Juliet include:

  • West Side Story (1957, 1961, and 2021)
  • Gnomeo and Juliet (2011)
  • The Lion King II: Simba’s Pride (1998)

Other popular movies adapted from Shakespeare’s plays include 10 Things I Hate About You (1999; Taming of the Shrew), She’s the Man (2006; Twelfth Night), and Ophelia (2018; Hamlet).

Jane Austen’s classic novel, Pride and Prejudice, is another frequently adapted story. Some recognizable works adapted from Pride and Prejudice include:

  • The Lizzie Bennet Diaries (2012)
  • Fire Island (2022)
  • Pride and Prejudice and Zombies (2016)
  • Bride and Prejudice (2004)
  • Bridget Jones’s Diary (2001).

Other Notable Movies and TV Shows:

  • Clueless (1995; Jane Austen’s Emma)
  • Monty Python and the Holy Grail (1975; legend of King Arthur)
  • O Brother, Where Art Thou? (2000; Homer’s The Odyssey)
  • Anne With an E (2017-2019; Lucy Maud Montgomery’s Anne of Green Gables)
  • Treasure Planet (2002; Robert Louis Stevenson’s Treasure Island)
  • Shrek the Third (2007; legend of King Arthur)

For more information on when a work becomes public domain, see Copyright Term and the Public Domain from Cornell Libraries. For a discussion of what is fair game and what is infringement in similar stories, see Protecting Your Stories by Mark Litwak.

Have any questions? Contact Copyright Services at libcopyright@osu.edu.

 

This post is authored by Heidi Bowles, current student at the UC Davis School of Law and former research assistant at Ohio State University Libraries’ Copyright Services.

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[1] “Derivative work” is defined in 17 U.S.C. § 101 as “a work based upon one or more preexisting works, such as a translation, musical arrangement, dramatization, fictionalization, motion picture version, sound recording, art reproduction, abridgment, condensation, or any other form in which a work may be recast, transformed, or adapted. A work consisting of editorial revisions, annotations, elaborations, or other modifications, which, as a whole, represent an original work of authorship, is a ‘derivative work.’”

[2] 17 U.S.C. § 103

[3] For more information on the scope of copyright, see the Copyright Office’s Circular on Works Not Protected by Copyright.