| Title: | OSU Knowledge Bank Metadata Application Profile |
|---|---|
| Creator: | The The Ohio State University. Libraries. Scholarly Resources Integration Dept.
libkbhelp@list.acs.ohio-state.edu (614) 247-7462 |
| Audience: | OSU Libraries |
| Date Issued: | 2004-6-18 |
| Date Modified: | 2011-11-10 |
| Identifier: | |
| Replaces: | Not applicable |
| Is Replaced By: | Not applicable |
| Latest Version: | 1.0 |
| Status of Document: | This is an OSU Knowledge Bank recommendation. |
| Description of Document: | This application profile recommends the implementation of a core set of metadata elements and Dublin Core Metadata Element Set mappings (http://www.dublincore.org) for use in projects in the OSU Knowledge Bank . |
The Ohio State University Knowledge Bank (Knowledge Bank) includes the digital assets and information services available to or being created by OSU faculty, staff, and students. Contributors to the system, in addition to adding digital objects, will be required to contribute additional information about the digital objects called metadata. This document describes the necessary elements that comprise the set of metadata elements used in the Knowledge Bank.
The primary purpose of this document is to provide guidance to contributors in the metadata creation process and to improve both local and remote resource discovery. These guidelines were originally adapted from the OhioLINK Metadata Application Profile (MAP) and ensure the consistency required for effective access while also maintaining enough flexibility to accommodate a variety of collections.
The following pages contain the basic guidelines for creating Knowledge Bank metadata records for digital objects and the original resources from which they may be derived. Digital objects may include reformatted (digitized) photographs, text, audio, video, and three-dimensional artifacts as well as resources that are born digital such as honors theses or learning objects. Application of these best practices will result in standards-based records that:
These guidelines will also provide a foundation for OSU Knowledge Bank training and consultation, and will serve as a reference for Knowledge Bank software enhancements and development. This document will need to evolve over time and it is suggested that a feedback mechanism and scheduled reviews be established.
The OhioLINK Data Management Standards Committee (DMSC) Metadata Task Force, a task force created by the DMSC in April 2003, prepared metadata guidelines for the consortium which were then adopted by DMSC. The Knowledge Bank Advisory Committee adopted the guidelines as the standard for the OSU Knowledge Bank in June 2004.
The Knowledge Bank captures, distributes and preserves OSU's digital resources. Here you can find articles, working papers, preprints, technical reports, conference papers and data sets in various digital formats. Content grows daily as new communities and collections are added to the Knowledge Bank. The Knowledge Bank content is mainly organized around Communities which correspond to OSU administrative entities such as schools, departments, labs and research centers. Within each community there can be an unlimited number of collections. Within each collection there can be an unlimited number of items. Each Community acts as a "sponsor" of the digital resources in its collections, or a digital publisher. For more information about the Knowledge Bank, please review the Frequently Asked Questions (http://library.osu.edu/projects-initiatives/knowledge-bank/open-access-archiving/frequently-asked-questions) page.
Because of statewide developments in digital repositories, the Knowledge Bank would like to follow any statewide standards in use. Because Dublin Core (DC) is the basis for the statewide standard and supported by the Knowledge Bank software, the Knowledge Bank core element set is based the DC metadata scheme. It is the logical choice for the following reasons:
The resulting Knowledge Bank element set consists primarily of elements from Dublin Core and supplementary elements deemed necessary in this environment. Mapping to the Dublin Core is indicated for each individual element. Dublin Core definitions have been retained for those elements drawn directly from the DC element set. Any refinements have been made according to Dublin Core Metadata Initiative (DCMI) principles. Use of qualifiers, if at all, for each element is described. Additional information and URLs are provided in the References section.
This metadata element set applies to all contributions to the OSU Knowledge Bank. The intent is not to provide an exhaustive set of elements covering every attribute of all possible entity types but to establish a common set of elements that support first and foremost resource discovery and only secondarily resource description. However, some contributions to the Knowledge Bank may require metadata elements not included in this set. From the Knowledge Bank 's inception and throughout its evolution we recognize the need to accommodate metadata that may be project or domain-specific (i.e. appropriate to a particular subject, discipline, or object type) and therefore NOT suitable across all collections. In support of this, all collections will use the CORE elements listed but will have additional elements specific to the project or domain that can be added as needed. OSU Knowledge Bank staff will work with contributors to determine the metadata requirements of the digital asset(s).
Contributors to the OSU Knowledge Bank will use DSpace software for uploading media data (images, audio, video, etc.) and for describing that data. This interface may evolve and include different features as appropriate (e.g. templates for commonly used pre-defined values). Instructions for accessing and using the Knowledge Bank system will be supplied to contributors.
The following list provides an at-a-glance view of the OSU Knowledge Bank Core Element set in the same order as presented later in the document in detail. Mandatory elements appear in bold.
Input guidelines are provided for all non-system supplied elements, including guidelines for commonly encountered anomalies or otherwise ambiguous situations. While it is impossible to anticipate all situations, every effort has been made to assist contributors in metadata creation. Recommended best practice is to select or establish content standards prior to project implementation and to apply them consistently across elements as appropriate. Examples of established content standards include: Anglo-American Cataloguing Rules (AACR2) and Describing Archives: A Content Standard (DACS). Select terms from controlled vocabularies, thesauri and heading lists; establish new terms and headings using the same standards. Employing terminology from these types of sources ensures consistency, reduces spelling errors and can improve the quality of search results. In some cases, this document refers to specific external content standards such as the date/time standard ISO 8601. Full citations for text-based standards or URLs for those that are Internet accessible are provided in the references.
The following section describes each element in detail, including how it is applied and specific guidelines for entering values. Each element occupies a single page. The "Element Documentation Format" is not an element itself, but rather a guide to the structure of each element page that includes instructive descriptions of the following items:
The name given to the data element as it appears in the database. An element represents a single characteristic or property of a resource.
Definition: Specifies the type of information required for the named element. In most cases definitions are taken directly from the Dublin Core Metadata Element Set definitions [http://dublincore.org/documents/dces]. Comments: appear in italics and may be included to provide additional information or clarification.
Obligation: Indicates whether or not a value must be entered. An obligation will be designated as one of the following:
Occurrence: Indicates whether only a single value or multiple values can be used.
Qualifier(s): If applicable, indicates whether an element has refinements or not. If so, the qualifiers will be listed and defined below.
Recommended Schemes: Established lists of terms or classification codes from which a user can select when assigning values to an element in a database. There are two types of schemes: Vocabulary Encoding Schemes and Syntax Encoding Schemes. Vocabulary schemes are controlled vocabularies such as LCSH and other formal thesauri. Syntax schemes indicate that the value is a string formatted in accordance with a formal notation, such as "2000-01-01" as the standard expression of a date. See the list of recommended schemes included in the References.
| Input Guidelines: Input Guidelines list common conventions and syntax rules used to guide the data entry process. In the case of system supplied values a brief explanation of the process will be provided. | Examples: Examples are provided to illustrate the types of values, conventions and syntax used for the element. |
Maps to DC Element: Gives the Dublin Core element equivalent, if applicable.
Definition: A name given to a resource. Typically a title will be a name by which the resource is known. It may also be an identifying phrase or object name supplied by the holding institution.
Obligation: Mandatory
Occurrence: Non-Repeatable
Qualifier(s):
title.alternative: substitute or alternative names given to the resource
Recommended Schemes: None.
Input Guidelines:
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Examples:
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Maps to DC Element: Title
Definition: Entity or entities primarily responsible for making the content of the resource. Examples of creator(s) include authors of written documents, artists, illustrators, photographers, collectors of natural specimens or artifacts, organizations that generate archival collections, etc.
Comments: Entities with a secondary role in the creation process should be entered under 'Contributor'.
Obligation: Required (if available)
Occurrence: Repeatable
Recommended Schemes: Library of Congress Authority File.
Input Guidelines:
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Examples:
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Maps to DC Element: Creator
Definition: Entity or entities responsible for making contributions to the content of the resource. Those listed should be person(s) or organization(s) who made significant intellectual contributions to the resource but whose contribution is secondary to any person(s) or organization(s) already specified in a Creator element.
Comments: An entity with a primary role in the creation process should be entered under 'Creator'.
Obligation: Optional Occurrence: Repeatable
Qualifier(s):
contributor.advisor: person(s) or organization(s) who advised the creator on the content of the work
contributor.author: person(s) or organization(s) who contributed authorship to the work
contributor.editor: person(s) or organization(s) who edited content of the work
contributor.illustrator: person(s) or organization(s) who illustrated the work
contributor.other: person(s) or organization(s) who contributed to the content of the work in any other manner
Recommended Schemes: Library of Congress Authority File
Input Guidelines:
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Examples:
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Maps to DC Element: Contributor
Definition: Creation or modification date(s) for the digital resource or for the original object from which the digital object was derived.
Obligation: Required (if available)
Occurrence: Repeatable
Qualifier(s):
date.accessioned: date that the resource accessioned into the system (auto assigned)
date.available: date that resource was made publicly available in the Knowledge Bank (auto assigned)
date.copyright: date that the resource was copyrighted
date.created: date the digital resource or original work was created
date.issued: date the digital resource was issued by publishing entity
date.submitted: date the resource was submitted to the Knowledge Bank
Use Schema: ISO 8601
Input Guidelines:
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Examples:
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Maps to DC Element: Date
Definition: An account of the resource. Description may include but is not limited to: an abstract, a table of contents, or a free-text account of the resource. Comments: Use other, more specific elements where applicable.
Obligation: Required (if available)
Occurrence: Repeatable
Qualifier(s):
description.abstract: abstract or summary of the resource
description.embargo: statement detailing the length of time an item was delayed from dissemination in the Knowledge Bank
description.provenance: account of the technical, revision, and/or custodial history of the resource
description.sponsorship: declaration of an entity or entities that sponsored the creation of the resource
description.statementofresponsibility: identification of entity or entities who created or contributed to resource
description.tableofcontents: listing of contents of the resource
description.uri: Internet address of an alternate, supplemental, or only description of the resource
Recommended Schemes: None.
Input Guidelines:
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Examples:
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Maps to DC Element: Description
Definition: A topic of the resource. Typically, Subject will be expressed as keywords. Thesaurus terms, classification codes, or controlled vocabulary terms or names that describe a topic of the resource are used with the appropriate qualifiers. Comments: Use coverage.spatial (geographic subject) and coverage.temporal (time period)to note specific geographic subjects or time periods.
Obligation: Required (if available)
Occurrence: Repeatable
Qualifier(s):
subject.ddc: used for Dewey Decimal Classification terms
subject.lcc: used for Library of Congress Classification terms
subject.lcsh: used for Library of Congress Subject Heading terms giving item level subject access
subject.mesh: used for Medical Subject Headings terms
subject.nalt: used for National Agricultural Library Agricultural Thesaurus
subject.other: used for terms from local controlled lists giving collection level subject access
Recommended Schemes: It is strongly recommended that subject words and phrases come from established thesauri or discipline-related word lists, e.g. LCSH, Mesh, TGM, or from locally developed term lists.
Input Guidelines:
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Examples:
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Maps to DC Element: Subject
Definition: Describes the intellectual content of the resource, in relation to time and space. This element is only used with the two qualifiers listed below. Comments: Multiple places and physical regions may be associated with the intellectual content of a resource. temporal.coverage is not necessarily the publication date or creation date.
Obligation: Optional
Occurrence: Repeatable
Qualifier(s):
coverage.spatial: refers to the location(s) covered by the intellectual content of the resource.
coverage.temporal: refers to the time period(s) covered by the intellectual content of the resource.
Recommended Schemes: TGN (Getty Thesaurus of Geographic Names ), Library of Congress Authority File, Library of Congress Subject Headings, Local Terms
Input Guidelines:
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Examples:
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Maps to DC Element: Coverage
Definition: A language of the resource. This element is only used with the qualifier below. Comments: Images do not usually have a language unless there is significant text in a caption or in the image itself, and would therefore not be coded for language.
Obligation: Required (if available)
Occurrence: Repeatable
Qualifier(s):
language.iso: ISO639-2 code for languages
Recommended Schemes: None
Input Guidelines:
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Examples:
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Maps to DC Element: Language
Definition: The manifestation of the content of the digital resource.
Obligation: Required (if available)
Occurrence: Repeatable
Recommended Schemes: None
Input Guidelines:
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Examples:
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Maps to DC Element: Type
Definition: An entity responsible for making the resource available. Examples of a publisher include a university, college department, corporate body, publishing house, museum, historical society, project, repository, etc. who provide the digital object to OSU Knowledge Bank, as well as the entity that digitized the object.
Obligation: Required (if available)
Occurrence: Repeatable
Recommended Schemes: Library of Congress Name Authority File
Input Guidelines:
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Examples:
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Maps to DC Element: Publisher
Definition: A reference to a resource from which the present resource is derived. Comments: The present resource may be derived from the Source resource in whole or in part. Recommended best practice is to reference the Source resource by means of a string or number conforming to a formal identification system. Use only when the described resource is the result of digitization of non-digital originals. Otherwise, use Relation.
Obligation: Optional
Occurrence: Repeatable
Qualifier(s):
source.uri: location of the source or record for the source of the digital resource being described.
Recommended Schemes: None
Input Guidelines:
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Examples:
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Maps to DC Element: Source
Definition: Information about rights held in and over the resource. Comments: Typically, rights information includes a statement about various property rights associated with the resource, including intellectual property rights. The Knowledge Bank has been granted non-exclusive rights to reproduce, translate, and/or distribute each digital resource for preservation purposes and inclusion in the Knowledge Bank. Comments: A Creative Commons license may also be assigned to a digital resource to govern use of a work stored in the Knowledge Bank.
Obligation: Optional
Occurrence: Repeatable
Qualifier(s):
rights.uri: uri that contains information regarding the rights over the resource
Recommended Schemes: None
Input Guidelines:
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Examples:
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Maps to DC Element: Rights
Definition: Name or other information for other objects or group of objects to which the resource is related.
Obligation: Optional
Occurrence: Repeatable
Qualifier:
relation.haspart: identification of physically or logically related portions of the digital resource
relation.hasversion: identification of a version, edition, or adaptation of the resource
relation.isbasedon: identification of a version of a work from which the digital resource is derived
relation.isformatof: identification of another format in which the digital resource is available
relation.ispartof: identification of referenced work for which the digital resource is a physical or logical part
relation.ispartofseries: identification of series to which the digital resource belongs
relation.isreferencedby: identification of a work that references the digital resource
relation.isreplacedby: identification of a work that replaces the digital resource
relation.isversionof: identification of a work that is a version of the digital resource
relation.replaces: identification of a work that is replaced by the digital resource
relation.requires: identification of a work that is required by the digital resource
relation.uri: location that supplies relational information about the digital resource
Recommended Schemes: None
Input Guidelines:
| Examples:
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Maps to DC Element: Relation
Definition: The file format, physical medium, or dimensions of the digital resource. Examples of dimensions include size and duration. Recommended best practice is to use a controlled vocabulary such as the list of Internet Media Types [MIME]. While many file types are recognized, some but not all are supported. Please contact the Knowledge Bank staff (libkbhelp@lists.acs.ohio-state.edu) if you have any questions or concerns about a file type you are using.
Obligation: Optional
Occurrence: Repeatable
Qualifier(s):
format.extent: The size or duration of the resource
format.medium: The material or physical carrier of the resource
format.mimetype: Internet Media Type of the resource
| Recommended Schemes: None | Examples:
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Maps to DC Element: Format
Definition: An unambiguous reference to the resource within a given context.
Obligation: Required (if available)
Occurrence: Repeatable
Qualifier(s):
identifier.citation: formal citation for the resource
identifier.doi: DOI for the resource
identifier.govdoc: government documents number for the resource
identifier.isbn: ISBN of the resource
identifier.ismn: ISMN of the resource
identifier.issn: ISSN of the resource
identifier.osuauthor: OSU author identifier of the resource
identifier.other: another identifier of the resource
identifier.sici: SICI of the resource
identifier.tgn: TGN identifier of the resource
identifier.uri: URI where the resource is located
Recommended Schemes: None
Input Guidelines:
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Examples:
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Maps to DC Element: Identifier
| Default Label (simple item view) | Available Fields | Default Label (submission display) | Dublin Core Element and Qualifier (full item view and admin edit display) | Indexed |
|---|---|---|---|---|
| Title | Title | Title | dc.title | Y |
| Other Titles | Alternative | Other Titles | dc.title.alternative | Y |
| Creators | Creator | Creator | dc.creator | Y |
| Contributors | Contributor | Contributor | dc.contributor | Y |
| Contributors | Advisor | dc.contributor.advisor | Y | |
| Contributors | Author | dc.contributor.author | Y | |
| Contributors | Editor | dc.contributor.editor | Y | |
| Contributors | Illustrator | dc.contributor.illustrator | Y | |
| Contributors | Other | dc.contributor.other | Y | |
| Date | dc.date | |||
| Accessioned | dc.date.accessioned | |||
| Available | dc.date.available | |||
| Copyright | dc.date.copyright | |||
| Created | dc.date.created | |||
| Issue Date | Issued | Date of Issue | dc.date.issued | |
| Submitted | dc.date.submitted | |||
| Description | Description | dc.description | Y | |
| Abstract | Abstract | Abstract | dc.description.abstract | Y |
| Embargo | dc.description.embargo | |||
| Provenance | dc.description.provenance | |||
| Sponsors | Sponsors | dc.description.sponsorship | Y | |
| Statement of Responsibility | dc.description.statementofresponsibility | Y | ||
| Table of Contents | Contents | dc.description.tableofcontents | Y | |
| URI | dc.description.uri | |||
| Keywords | Subject | Subject Keywords | dc.subject | Y |
| Classification | dc.subject.classification | Y | ||
| DDC | dc.subject.ddc | Y | ||
| LCC | dc.subject.lcc | Y | ||
| LCSH | dc.subject.lcsh | Y | ||
| MESH | dc.subject.mesh | Y | ||
| NALT | dc.subject.nalt | Y | ||
| Other Subject | dc.subject.other | Y | ||
| Spatial | dc.coverage.spatial | Y | ||
| Temporal | dc.coverage.temporal | |||
| Language | dc.language | |||
| ISO | Language | dc.language.iso | Y | |
| Type | Type | dc.type | Y | |
| Publisher | Publisher | Publisher | dc.publisher | Y |
| Source | dc.source | |||
| Image | dc.source.image | |||
| URI | dc.source.uri | |||
| Rights | dc.rights | |||
| URI | dc.rights.uri | |||
| Relation | dc.relation | |||
| HasPart | dc.relation.haspart | |||
| HasVersion | dc.relation.hasversion | |||
| IsBasedOn | dc.relation.isbasedon | |||
| IsFormatOf | dc.relation.isformatof | |||
| IsPartOf | dc.relation.ispartof | |||
| Series/Report no. | IsPartOfSeries | Series/Report No. | dc.relation.ispartofseries | Y |
| IsReferencedBy | dc.relation.isreferencedby | |||
| IsReplacedBy | dc.relation.isreplacedby | |||
| IsVersionOf | dc.relation.isversionof | |||
| Replaces | dc.relation.replaces | |||
| Requires | dc.relation.requires | |||
| URI | dc.relation.uri | |||
| Format | dc.format | |||
| Extent | dc.format.extent | |||
| Medium | dc.format.medium | |||
| Mime Type | dc.format.mimetype | |||
| Other Identifiers | Identifier | dc.identifier | Y | |
| Citation | Citation | Citation | dc.identifier.citation | Y |
| DOI | DOI | DOI | dc.identifier.doi | Y |
| Gov't Doc # | Govdoc | Gov't Doc # | dc.identifier.govdoc | Y |
| ISBN | ISBN | ISBN | dc.identifier.isbn | Y |
| ISMN | ISMN | ISMN | dc.identifier.ismn | Y |
| ISSN | ISSN | ISSN | dc.identifier.issn | Y |
| OSU Author | OSU Author | dc.identifier.osuauthor | Y | |
| Other | Other | dc.identifier.other | Y | |
| Sici | dc.identifier.sici | Y | ||
| TGN | TGN | TGN | dc.identifier.tgn | Y |
| URI | URI | URI | dc.identifier.uri | Y |
| ELEMENT NAME | OBLIGATION | OCCURRENCE of VALUES | MAPPING |
|---|---|---|---|
| Title | Mandatory | Non-Repeatable | DC.title |
| Creator | Required (if available) | Repeatable | DC.creator |
| Contributor | Optional | Repeatable | DC.contributor |
| Date | Required (if available) | Repeatable | DC.date |
| Description | Required (if available) | Repeatable | DC.description |
| Subject | Required (if available) | Repeatable | DC.subject |
| Coverage | Optional | Repeatable | DC.coverage |
| Language | Required (if available) | Repeatable | DC.language |
| Type | Required (if available) | Repeatable | DC.type |
| Publisher | Required (if available) | Repeatable | DC.publisher |
| Source | Optional | Repeatable | DC.relation.HasFormat |
| Rights | Optional | Repeatable | DC.rights |
| Relation | Optional | Repeatable | DC.relation |
| Format | Optional | Repeatable | DC.format |
| Identifier | Required (if available) | Repeatable | DC.identifier |
| Elements related to the original (regardless of format) | Elements related to the digital manifestation | Elements related to OSU Knowledge Bank asset management |
|---|---|---|
| Title | Publisher | Format |
| Creator | Source | Identifier |
| Contributor | Rights | |
| Date | ||
| Description | ||
| Subject | ||
| Coverage | ||
| Language | ||
| Type | ||
| Relation |
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Document last revised: 01/26/2010
Page last modified: 17 November 2011